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401(k) rollover withholding 2026: $50,000 paid to you → $10,000 (20%)

IRC 3405(c): if the plan pays an eligible rollover distribution to you, it withholds 20%. $50,000 → $10,000 withheld, $40,000 check. A direct trustee-to-trustee rollover withholds $0.

Calcufast Team
9 min

If a plan pays an eligible rollover distribution to you instead of another trustee, IRC 3405(c) requires 20% federal withholding. A direct trustee-to-trustee rollover withholds $0.

$50,000 paid to you: withheld $10,000, check $40,000. To roll the full $50,000 within 60 days you replace the $10,000 from other cash.

Run the 401(k) rollover withholding calculator →

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Withholding, not the 10% extra tax

This page models only the 20% federal withholding on an eligible rollover paid to you. It does not compute ordinary income tax, the 10% early-distribution additional tax, or state withholding. See Topic 412 and Topic 413. Estimate, not tax advice.

Direct answer: $50,000 → $10,000

  1. Paid to you: $50,000 × 20% = $10,000.00 withheld
  2. Check = $50,000 − $10,000 = $40,000.00
  3. Cash to replace for a full 60-day rollover = $10,000.00
  4. Same $50,000 sent trustee-to-trustee: withheld $0, transfer $50,000
IRC 3405(c) withholding

withheld = distribution × 20% if paid to you withheld = $0 if direct rollover to another plan or IRA net check = distribution − withheld a full 60-day rollover needs the withheld 20% replaced from other funds

Checks you can re-run

DistributionModeWithheldCheck / netTo replace (60 days)
$10,000Paid to you$2,000.00$8,000.00$2,000.00
$25,000Paid to you$5,000.00$20,000.00$5,000.00
$50,000Paid to you$10,000.00$40,000.00$10,000.00
$50,000Direct rollover$0$50,000.00$0

If you deposit only the $40,000 check into an IRA, the withheld $10,000 can stay taxable (and may still face the 10% additional tax if you are under 59½ and no exception applies). That extra tax is the early distribution page, not this one.

Room left to defer this year is a different cap: 401(k) contribution limit.

What this is not

  • Not backup withholding. A 1099 without a TIN is 24%: backup withholding.
  • Not a bonus. Supplemental wages are 22% (37% over $1M): bonus tax.
  • Not a loan. A 401(k) loan is not an eligible rollover distribution: 401(k) loan.

Because the plan paid you. Direct rollover is the path that withholds $0. The 60-day window is a second chance, and it needs extra cash to restore the 20%.

It is federal withholding. You may credit it on Form 1040. It is not automatically added to the IRA unless you replace it.

No. Eligible rollover withholding is a flat 20% when paid to you. Regular paycheck FIT is federal tax withholding.

Official sources

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